Stay compliant across every jurisdiction your fund touches
FATCA, CRS, AIFMD, AML directives, and jurisdiction-specific filings. We handle the preparation, classification, reporting, and authority communication so your fund stays on the right side of every regulation.
Tax preparation, regulatory filings, and compliance monitoring
FATCA and CRS compliance
Full FATCA and CRS lifecycle: classification, investor documentation, annual reporting, and communication with authorities.
Fund classification and GIIN maintenance
Investor classification and tax residency
Self-certification collection (W-8BEN, W-9, CRS)
Annual reporting to local tax authorities
AML and KYC compliance
Anti-money laundering framework designed and operated according to regulations in every jurisdiction you operate in.
AML policy and risk assessment
Investor due diligence (CDD and EDD)
Beneficial ownership verification
PEP and sanctions screening
Tax preparation and filings
All tax-related documentation your fund requires. We work with your tax advisor to maintain accuracy and timeliness.
Audit confirmations and supporting schedules
Tax return preparation support
K-1 preparation and distribution (US funds)
Withholding tax documentation and reclaim
Regulatory reporting
Ongoing regulatory reporting obligations that vary by jurisdiction and fund structure, fully managed.
AIFMD Annex IV reporting (EU funds)
FCA regulatory returns (UK funds)
Central bank reporting
Form PF and SEC filings (US funds)
Ongoing compliance monitoring
We monitor regulatory developments and update your fund’s compliance framework accordingly.
Regulatory change monitoring
Annual compliance review and policy updates
Board and governance documentation
Compliance calendar management
Compliance built into your fund's operations, not bolted on after
Compliance framework setup
We establish your AML policy, investor classification process, and regulatory reporting calendar during fund formation.
Investor classification
As investors onboard, we classify each one for FATCA, CRS, and AML purposes. All required documentation is collected and validated.
Ongoing monitoring & reporting
We monitor investor status changes, execute periodic re-verification, and prepare all required filings throughout fund life.
Regulatory updates
When regulations change, we assess the impact, update your policies, and implement new requirements before the effective date.
Compliance across nine jurisdictions, managed by specialists
Multi-regulator experience
Our compliance team works across FCA, BaFin, FMA, CSSF, SEC, CIMA, MAS, SEBI, and FSRA. We understand the operational details in each.
Proactive, not reactive
We don’t wait for your auditor to find a gap. Our framework includes ongoing monitoring, periodic reviews, and updates when regulations change.
Audit-ready documentation
Every compliance action is documented. When your auditor or regulator asks for evidence, it is ready: organized, complete, and current.
