US Fund Insights

Land of the LP, home of the 3(c)(1).

The US is the largest alternative investment market in the world, and the regulatory complexity reflects that. SEC registration, state-level requirements, Regulation D exemptions, the eternal question of Delaware vs. everywhere else. These articles cover US fund formation, SEC and state compliance, LP tax considerations, and the mechanics of getting a fund off the ground stateside.

All insights
RegulatoryUS

Building a compliance program for your first fund: what the SEC actually expects

The SEC examines newly formed fund advisers with increased frequency. Here is how to build a compliance program that holds up under scrutiny.

Antonis Manogiannakis
Antonis ManogiannakisHead of Fund Operations
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TaxUS

Carried interest taxation under Section 1061: what fund managers need to plan for

The three-year holding period for carried interest catches many first-time managers off guard. Here is how Section 1061 works, where the structuring traps are, and what to get right before your first close.

Michael Ströck
Michael StröckCEO & Co-Founder
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RegulatoryUS

ERISA plan assets: when accepting pension money changes everything about your fund

Taking capital from US pension plans and IRAs can trigger ERISA's fiduciary rules across your entire fund. Here is how the 25% test works, what the VCOC exception requires, and how to structure around the exposure.

Michael Ströck
Michael StröckCEO & Co-Founder
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RegulatoryUS

Form PF after the 2024 overhaul: what private fund advisers actually need to file

The SEC rewrote Form PF in 2024 and extended the compliance deadline to October 2026. Here is who has to file, what changed, and how to avoid the enforcement actions that hit seven advisers last year.

Michael Ströck
Michael StröckCEO & Co-Founder
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Fund structuringUS

Your LPA is your fund's operating system: getting private fund documentation right

The Limited Partnership Agreement is not a formality. It governs every dollar that flows through your fund for 10+ years. Here is what to get right the first time.

Piotr Luberda
Piotr LuberdaHead of Legal Ops
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FundraisingUS

Accredited investor verification: what emerging fund managers actually need to do

Getting investor accreditation wrong can blow up your fund offering. Here is how the verification framework works and where first-time managers trip up.

Antonis Manogiannakis
Antonis ManogiannakisHead of Fund Operations
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Fund structuringUS

Delaware LP formation: why it is the default for US venture funds

Over 70% of US venture funds form in Delaware. Here is what that actually means for your fund structure, tax treatment, and ongoing obligations.

Antonis Manogiannakis
Antonis ManogiannakisHead of Fund Operations
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RegulatoryUS

SEC registration for emerging fund managers: exemptions you need to know

Most first-time fund managers do not need full SEC registration. The exemption framework exists for a reason — here is how to use it properly.

Piotr Luberda
Piotr LuberdaHead of Legal Ops
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