Regulatory
SEC registration for emerging fund managers: exemptions you need to know
Most first-time fund managers do not need full SEC registration. The exemption framework exists for a reason — here is how to use it properly.
Insights for emerging fund managers
Practical guides and analysis on fund structuring, regulatory frameworks, and operational best practices.
Regulatory
AMLD6 - the EU's escalating fight against financial crime
The 6th Anti-Money Laundering Directive tightens the screws further. Here is the timeline, what is new, and why emerging managers should pay attention.
Regulatory
DORA - do you need to care about digital operational resilience?
DORA sounds like a regulation for banks. But it affects your fund administrator, and that means it affects you. Here is what matters.
Regulatory
The new EU AML rulebook — what it means for your fund
The EU just replaced a patchwork of national AML rules with one uniform rulebook. Here is what changed, when it kicks in, and what you need to do.
Regulatory
FATCA & CRS - what fund managers actually need to know
Cut through the legalese. Here is what FATCA and CRS mean in practice for your fund: who you report on, what forms you collect, and what happens if you get it wrong.